CAP theorem

Jinson Jacob
6 min readDec 27, 2023

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The CAP theorem, also known as Brewer’s theorem, is a concept in distributed computing that describes the trade-offs and limitations among three key properties of a distributed system: Consistency, Availability, and Partition Tolerance. The theorem was introduced by computer scientist Eric Brewer in 2000.

The three components of the CAP theorem are:

1. Consistency [C]: In a distributed system, consistency refers to the idea that all nodes in the system see the same data at the same time. In other words, when a write operation is completed, all subsequent read operations should reflect that write

2. Availability [A]: Availability implies that every request to the system receives a response, without guaranteeing that it contains the most recent version of the data. A system is considered available as long as it responds to client requests, even if some nodes are unavailable or experiencing delays.

3. Partition Tolerance [P]: Partition tolerance means that the system continues to operate despite network partitions, or communication failures, that may occur between nodes in the distributed system. Partition tolerance is crucial for maintaining system functionality in the face of network issues.

Distributed System:

A distributed system is a system that consists of multiple independent components or nodes that work together to achieve a common goal. These nodes can be geographically dispersed and communicate with each other to share data and coordinate their activities. Distributed systems are designed to improve performance, fault tolerance, and scalability.

The CAP theorem states that in a distributed system, it is impossible to simultaneously achieve all three of these properties. The theorem introduces a trade-off scenario where a system can prioritize any two of the three properties, but it must sacrifice the third. The three possible combinations are:

· CA (Consistency and Availability without Partition Tolerance): In this scenario, the system ensures consistency and availability but cannot tolerate network partitions. If a partition occurs, the system may become unavailable or inconsistent.

· CP (Consistency and Partition Tolerance without Availability): This combination prioritizes consistency and partition tolerance. The system remains consistent even in the presence of network partitions, but availability may be compromised. During a partition, the system may choose to be temporarily unavailable to maintain consistency.

· AP (Availability and Partition Tolerance without Consistency): This combination emphasizes availability and partition tolerance. The system prioritizes responsiveness and continues to operate even in the presence of network partitions, but it may sacrifice immediate consistency. Different nodes in the system may have different views of the data.

Here are some characteristics of applications that might prefer a CA model:

E-commerce platforms often adopt a blend of Consistency and Availability, following a CA model. This means that they prioritize maintaining a consistent and accurate view of product catalogs, prices, and inventory across all nodes in the distributed system.

In a CA system, temporary unavailability during network partitions may be deemed acceptable. During network disruptions or partitions, where communication between nodes is affected, the system may choose to become temporarily unavailable to avoid conflicting or inconsistent states. This ensures that users do not see outdated or conflicting product information.

Here are some characteristics of applications that might prefer a CP model:

Financial systems (banking, stock trading) typically prioritize strong consistency, adhering to a CP (Consistency and Partition Tolerance without Availability) model. Strong consistency ensures that all nodes within the distributed system see the same order of transactions and maintain a consistent state, even in the face of network partitions.

Strong consistency in financial systems requires strict synchronization of transactions. Every transaction, such as deposits, withdrawals, or stock trades, must be processed consistently across all nodes to avoid discrepancies in account balances or financial records.

Here are some characteristics of applications that might prefer a AP model:

Social media platforms often prioritize delivering updates to users in real-time. An AP model allows the platform to remain available and responsive during network partitions, allowing users to post and view content continuously. Temporary inconsistencies in the visibility of posts across different nodes may be acceptable in exchange for continuous availability.

CDNs prioritize serving content to users with low latency and high availability. In scenarios where nodes in the CDN are geographically distributed and may experience network partitions, an AP model allows the system to remain available and responsive to user requests, even if it means that different nodes may temporarily serve slightly outdated content.

Applications that support real-time collaborative editing, such as collaborative documents or code editors, may prefer an AP model. Users need to see immediate updates made by collaborators, and maintaining high availability is crucial. While eventual consistency is accepted, the system aims to provide a responsive and real-time collaborative experience.

IoT applications often involve a large number of devices that communicate over diverse and sometimes unreliable networks. In an AP model, IoT systems prioritize availability and responsiveness, allowing devices to continue to function and communicate even in the presence of network partitions. Eventual consistency is accepted for data recorded by different devices.

Online gaming platforms prioritize low-latency interactions and continuous gameplay. An AP model allows these platforms to remain available, allowing players to interact and play in real-time. Temporary inconsistencies in player states across different gaming servers may be acceptable, as long as the gaming experience remains responsive.

Ephemeral messaging applications, where messages have a short lifespan, may opt for an AP model. The priority is on delivering messages quickly to users, and availability is crucial. While messages may eventually be consistent across devices, immediate availability takes precedence.

Search engines aim to provide fast and relevant search results. In an AP model, search engines prioritize availability and responsiveness to deliver search results quickly. Temporary inconsistencies in the indexing or ranking of content across different nodes may be acceptable for the sake of continuous service.

Caching systems, where data is cached across distributed nodes, may opt for an AP model. The emphasis is on serving cached data quickly and efficiently to users, and temporary inconsistencies in the cache across different nodes may be acceptable.

Handling Tradeoffs

As discussed above, CAP theorem brings tradeoffs, however, there are strategies that can be employed to handle the trade-offs imposed by the CAP theorem.

Eventual Consistency:

Eventual consistency is a key characteristic of the AP model. It means that, over time, all replicas or nodes in the distributed system will converge to a consistent state. However, during periods of network partitions or delays in communication, different nodes may have temporary inconsistencies. AP systems make a trade-off by prioritizing availability and partition tolerance over strict consistency.

Quorum Systems:

In distributed databases, quorum systems are often used for read and write operations. For example, a database might require a quorum of nodes to acknowledge a write operation as successful or to retrieve data in a read operation. This approach ensures that data consistency is maintained even in the presence of node failures.

Quorum systems help handle network partitions by ensuring that nodes on both sides of a partition do not independently make conflicting decisions. The requirement for a quorum ensures that only a majority of nodes can make progress, preventing the system from diverging into inconsistent states.

In a system with five nodes, a common quorum might require three nodes to agree. This is often referred to as a “majority quorum.” Other quorum configurations are possible, such as requiring a strict majority or a fixed number of nodes.

Quorum systems are often associated with consensus algorithms, which are protocols used to achieve agreement among a set of nodes in a distributed system. Well-known consensus algorithms, such as Paxos and Raft, use a quorum-based approach to ensure that a majority of nodes agree on a value or decision.

Multi-Datacenter Replication:

Replicating data across multiple data centers enhances fault tolerance and high availability. If one data center experiences a failure, the application can continue to operate using data from other geographically distributed data centers.

Multi-datacenter replication involves decisions about the consistency model to be employed. Different systems may choose varying levels of consistency, such as eventual consistency, strong consistency, or causal consistency, depending on the application requirements and trade-offs.

Replication can occur synchronously or asynchronously. Synchronous replication ensures that data is replicated to all data centers before acknowledging a write operation, while asynchronous replication allows for a delay between the write operation and replication.

The topology of the network connecting data centers is a critical consideration. Choices include star topologies, where all data centers connect to a central hub, or mesh topologies, where data centers connect to multiple other data centers.

Global load balancing is often used in conjunction with multi-datacenter replication to route user requests to the nearest or most responsive data center. This helps optimize the user experience and distribute the load efficiently.

Popular databases and distributed systems, such as Apache Cassandra, MongoDB, and relational databases with replication features, often provide mechanisms for multi-datacenter replication to support the aforementioned topics.

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